It can sometimes be a daunting process to get your AML records and processes up to date. Whether that is for an upcoming inspection or a routine review of how you manage AML compliance within your business.

This practical, 11 step guide, will help you to take a systematic approach towards:

  • Getting all your existing AML records organised in one place.
  • Updating any outdated records by using the latest technology.
  • Getting your AML policies and procedures in place.
  • Adopting a systematic approach to client onboarding for the future.
  • Preparing a firm wide risk assessment.

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